Head of Risk Compliance and Legal

Thailand Permanent THB5,940,000 - THB7,260,000 per year View Job Description
This role oversees the full spectrum of risk management, compliance, and legal governance for the organization, ensuring robust frameworks and disciplined oversight. You will partner closely with senior leadership to drive risk culture, implement regulatory standards, and safeguard the company's operations.
  • Lead a strategic risk, compliance, and legal function.
  • Work directly with top‑level leadership and regional stakeholders.

About Our Client

Our client is a well‑established investment management firm recognized for its disciplined governance standards and commitment to long‑term strategic growth. With strong regional backing and a collaborative leadership team, the company offers a dynamic environment for senior professionals who thrive on impact and ownership.

Job Description

  • Lead the oversight of all risk domains, including investment, enterprise, operational, IT, and audit‑related risks.
  • Implement and maintain the group's risk framework, ensuring effective second‑line oversight.
  • Define and enhance risk reporting requirements, thresholds, and prioritization methodologies.
  • Deliver regular risk updates and insights to governing bodies, including risk committees and boards.
  • Establish and maintain compliance policies aligned with group standards.
  • Oversee the execution of the annual compliance monitoring plan.
  • Manage the company's AML and anti‑bribery & corruption frameworks.
  • Promote strong governance principles and embed compliance culture across the organization.
  • Provide direction for legal affairs and corporate secretarial activities.
  • Ensure all regulatory requirements are monitored, interpreted, and properly implemented.
  • Lead, coach, and develop a multi‑functional team to achieve performance and delivery goals.
  • Collaborate across business units to support strategic initiatives aligned with company vision.
  • Act as a senior advisor to executives on governance, risk, and compliance matters.
  • Strengthen organizational resilience through proactive identification and mitigation of emerging risks.

The Successful Applicant

A successful Head of Risk, Compliance and Legal should have:

  • Bachelor's degree or higher in Risk, Law, Finance, Accounting, Business, or related fields.
  • Professional credentials such as CFA, FRM, or a Fund Manager license are advantageous.
  • 10-15 years of progressive experience in risk, compliance, or legal roles within the financial industry, including at least 5 years in leadership.
  • Strong analytical capability with proven ability to work with diverse senior stakeholders.
  • High integrity, sound judgment, and strong business acumen.

What's on Offer

  • Competitive annual salary
  • Performance bonus.
  • Hybrid working model.



This is an excellent opportunity for an experienced professional in the financial services industry to lead and make an impact. If you meet the criteria and are ready for your next challenge, apply today!

Contact
Suporntip Hatthakaroon
Quote job ref
JN-012026-6933824
Phone number
+6620125021

Job summary

Sector
Banking & Financial Services
Specialisation
Risk Management
What is your area of specialisation?
Financial Services
Location
Thailand
Contract Type
Permanent
Consultant name
Suporntip Hatthakaroon
Consultant phone
+6620125021
Job Reference
JN-012026-6933824

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.